Principal Risk Specialist

Role Summary

Alabang (96050), Philippines, Muntinlupa City, National Capital Region (Manila)

Principal Risk Specialist

• To effectively identify, assess, monitor, and mitigate risks within the site consistent with Capital One's internal controls and policies

Responsibilities

• Performance of First Line of Defense Assessments
• Conducts periodic controls testing
• Performs Business Area Risk Review / Risk Management and Control Framework / Enterprise Risk Self- Assessment
• Leads local site audit management
• Liaises with internal and external auditors to facilitate audit requirements
• Risk and Remediation Monitoring
• Inputs risk issues and events in GRC
• Identifies potential risk issues and events and reports appropriate ticket for resolution
• Participates in the analysis and resolution of risk issues and controls
• Conducts local site audit remediation
• Maintains inventory of identified risks, controls, and remediation completion
• Site Risk Management
• Partners and liaises with Risk counterparts and the management team in implementing sustainable policies and compliance control programs
• Ensures site awareness of risk management, including but not limited to the following activities:
• Provides training and assistance to Risk points-of-contact (POCs) and other employees on control procedures
• Performs periodic testing, control awareness discussions, distribution of control tools (eg. findings database)
• Cascades respective risk policies and standards relevant to each function
• Prepares materials for monthly Risk Committee Review meeting
• May be assigned / rotated across related sub-functions including but not limited to sub-functions within Shared Services
• Other job-related duties that may be assigned from time to time

Requirements

• Educational Background: Business graduate, preferably with Accounting units
• Professional Experience: 3-5 years' experience in managing risk and internal controls in Financial industry; Certified internal Auditor
• Skills Required:
• Understanding of operational risk management framework and techniques;
• Strong analytical skills to understand risk processes and identify appropriate controls;
• Effective communication skills to present, negotiate, and influence
• Sound judgment in recommending and implementing resolutions

No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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• For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

About the Company

As the oldest and largest Line of Business at Capital One, US Card is the engine that powers our enterprise. Within US Card, the Customer Services & Strategy teams don't just maintain the status quo-we are actively rewriting the playbook for how a modern bank operates. We build technology-led, data-driven products acrossFraud, Recoveries, Collections, and Digital Servicingto deliver personalized, empathetic customer experiences at a massive scale.

Join the engine room of Capital One's customer experience. We are seeking strategic, technically-minded Product Managers to lead mission-critical platforms that power billions of interactions. From managing massive data ecosystems to building the interfaces our global agents use every day, you will drive the "under-the-hood" innovation that makes seamless banking possible.

We currently have multiple high-impact roles and are seeking high-caliber Senior Associate Product Managersto join our team. By applying to this role, you will be considered for critical initiatives across our core ecosystems. While each role has a unique focus, they all share a common goal: building scalable, well-managed, and data-driven solutions.

As a Senior Associate PdM, you will own the translation of grand business vision into flawless technical execution. Depending on the role, your day-to-day will include:

About the Roles

Here are just a couple of examples of our open Product Management roles: