MiFID & Consumer Duty Specialist - Contract

Role Summary

We are supporting a financial services organisation seeking an experienced MiFID & Consumer Duty specialist to support the enhancement of its regulatory programme. This is a hands-on contract role focused on strengthening frameworks, policies, and controls across MiFID and Consumer Duty.

The successful consultant will work closely with Compliance and key stakeholders to uplift documentation, governance, and control effectiveness in line with regulatory expectations.

Responsibilities

• Support the enhancement of the MiFID and Consumer Duty programme
• Review, update, and draft policies, frameworks, and written programmes
• Assist with the design and refinement of regulatory controls
• Provide subject matter expertise across MiFID and Consumer Duty requirements
• Support governance, oversight, and regulatory alignment activities
• Collaborate with internal teams to embed improvements into BAU processes
• Produce clear, regulator-ready documentation where required

Requirements

6+ years’ experience within Financial Services

Strong, demonstrable expertise in

• MiFID
• Consumer Duty
• Background in Compliance Advisory, Regulatory Change, Risk, or Consulting
• Proven experience enhancing or implementing regulatory programmes
• Comfortable operating in a hands-on delivery role
• Ability to engage confidently with senior stakeholders
• Desirable Experience
• Previous contract or consulting experience
• Exposure to FCA reviews, regulatory remediation, or internal audit findings
• Experience designing or testing regulatory controls
• Broad financial services exposure (banking, wealth, payments, or investment firms)

About the Company

A rapidly growing fintech operating in the global payments space is seeking a Compliance Manager to support its expanding operations. The organisation provides innovative cross-border payment solutions designed to improve the speed, reliability and transparency of international transactions for businesses. The company operates across multiple jurisdictions and is building a best-in-class compliance framework to support its growth.